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Company is based in California and offers financial products and services: general securities, fixed income trading, and broker/dealer secondary clearing facilities.
Offering general securities services through a network of independent representatives to institutional and individual investors. Investments available through Mutual include stocks, fixed income, options, mutual funds, fee-based asset management.
Greek securities firm, member of P&K Financial Group, providing full brokerage services, asset management, mutual funds management and financial advisory services.
Regional independent financial service firm with corporate headquarters in Dallas. Provide brokerage service to a network of independent investment consultants. Services include trading and operations, accounting, technology, marketing, complian.
Independent financial services firm based in Seattle, Washington. Member of the National Association of Securities Dealers, Inc., and the Securities Investor Protection Corporation.
Strategy of using mutual funds and variable annuities as the vehicles to optimize the risk/reward relationship for clients. The company is based in Tampa, Florida.
Full service broker-dealer and FCM specializing in the trading of futures and options based in New York. USSF's experience in U.S. and global markets also encompasses equities, bonds and investment banking. Structured to serve institutions, prof.
Australian specialist private client stockbrokers. Site provides selected online research reports, company profiles, stock news, a charting technical analysis and a snapshot of daily and overnight trading activity.
Broker/dealer of stocks, bonds, mutual funds, IPO's, CD's, treasuries, annuities. The company is based in Austin, Texas.
Broker/dealer; home office is located in Fort Worth, Texas. Products and services offered include stocks, bonds, mutual funds, options, CD's, managed accounts, qualified retirement plans, variable annuities and financial planning.
Investment research and financial advisory services.
Registered broker-dealer. Member New York Stock Exchange and SIPC, and a separate, non-bank affiliate of First Union Corporation. Site features include market commentary, research and investment ideas.
National network of independent financial advisors located in Massachusetts. Licensed to sell securities through Commonwealth with the National Association of Securities Dealers and the requisite federal and local regulatory agencies.
Providing a full spectrum of investment products and services to individual, corporate and institutional investors.
Provides the services of a traditional brokerage firm, and Sloan Online Self-Directed Pension Plans, Sloan Online Institutional Trading Services, IPO's, private placements and unique fixed income securities.
Provides online securities brokerage services including market research, account information, market data and online trading.
Nationwide, full service, securities Broker-Dealer with a network of affiliated, independently-owned offices.
Full service accounts from a professional account executive. Brokers are licensed with the National Futures Association as a Registered Commodity Representative. Provides access to market research, real-time quotes and timely market information.
Offers its clients a wide selection of investments and services from offices in the US. Many products are available through the firm's subsidiaries and joint ventures.
Headquartered in Edmonton, Canada and provides full retail investment services, including trading on all Canadian and major foreign exchanges.
Australian financial services firm. Charges a flat fee of a maximum of 1.5% of the funds subscribed for placing investments on behalf of clients.
Full service investment dealer headquartered in Calgary, Alberta. The firm specializes in investments in the Canadian energy industry, and offers corporate finance and financial advisory services.
Licensed broker/dealer in 47 states of the U.S. and not licensed in Minnesota, New Hampshire, North Dakota or Puerto Rico. Corporate headquarters is located in Dallas, Texas.
Headquartered in San Diego, California, Vanguard Capital is registered with NASD, SIPC, SEC, the National Futures Association and is a Registered Investment Advisor. The firm is licensed to sell securities in all 50 states, the District of Colu.
Fixed income and equity broker dealer, specializing in government and corporate securities.
Provides a comprehensive array of products and services for your investment and insurance needs.
Headquartered in Chuo-ku, Tokyo, Japan Tokyo and listed on the following exchanges: Tokyo, Osaka, Nagoya, Frankfurt, Singapore, Dusseldolf, Luxemborg and Paris.
A full service broker/dealer and investment advisor.
Definitions and examples.
Internet brokerage package allowing investors to trade with account protection of up to US $100 million in the U.S. securities market, in complete privacy. The company is located in Belize.
Independent broker/dealer registered with the NASD. Licensed as a registered investment advisor with the State of Texas. WFG provides financial advice and services to individuals, corporations and municipalities throughout the Southwest with off.
Independent broker-dealer advisory firm, affiliated with NASD and the SEC. Clients can attend seminars and receive a newsletter.
Trust, transfer agent, limited partnership trading and brokerage services for the investor, investment advisor and direct investment company or stock/bond issuer.
Member of the New York Stock Exchange. Independently-owned stockbrokerage and investment banking firm headquartered in Pennsylvania. Other services include research, investment education, news & events.
MSC is based in West Palm Beach, Florida and registered in all 50 states. MSC is a financial planning broker/dealer and registered investment advisor serving a network of independent financial advisors.
A full service broker-dealer providing a range of financial services to individuals, institutions and employers.
Full service broker/dealer and registered investment advisor based in Miami, Florida. R.K. Grace maintains a correspondent relationship with a wholly-owned and fully guaranteed subsidiary of Dain Rauscher Incorporated; Dain Correspondent Cleari.
Spelman & Co., Inc. is the broker/dealer of Vaughn Woods Investment Management, a registered investment adviser headquartered in San Diego, California.
Financial advisor providing funds, brokerage services and retirement.
Full-service investment institution located in Youngstown, Ohio.
Offers brokered securities, mutual funds, segregated funds and life insurance.
To open a Pinnacle Income account, one must be a resident of Arizona, California, Florida, Illinois, Minnesota, Nevada, New Jersey, Oregon, or Washington or have foreign W-8 status.
Full service investment firm headquartered in Syosset, New York.
Member of Lehman Brother’s Global Clearing Network, provides a range of services and products, including listed and unlisted equities, government, corporate and municipal bonds.
Irish financial services group providing stockbroking, corporate finance and money-broking. This site allows NCB's institutional clients access to equity and bond research as well as live prices.
An independent investment firm in Buffalo, New York. Its purpose is to put the emphasis back onto the client by providing client-specific investment services.
Headquartered in Washington, DC. the company is an investment banking firm, serving clients throughout the mid-Atlantic region. Member of the NYSE and SIPC.
Full service Canadian investment brokerage firm providing a full range of investment products and services for the retail, institutional and corporate investor.
Independent brokerage firm without proprietary investment products and has a national network of independent representatives.
Registered Broker-Dealer and member of the NYSE, NASD and SIPC and based in Richmond, Virginia. Company offers equity research, mutual funds, financial planning, asset management, tax-free bonds.
Offers online traders direct access to NASDAQ marketplace through the TradeSharp systems. Daytrading is served. With TradeSharp, one can define which type of execution (SOES, Snet, ECN).
Florida based investment-banking firm registered in 50 states serving both fixed income and equity investors as well as municipal issuers. Stock transactions are made on a discount commission basis.
Headquartered in New York and specializes in distressed private obligations and other sophisticated investments.
Gibraltar Securities, a division of Tucker Anthony Incorporated, is one of the largest securities firms headquartered in New Jersey.
Australian independent full service investment house, providing a complete range of services. Services include financial planning, superannuation and tax planning, asset management, sharebroking advice, money market investments and property trus.
Headquartered in Mount Freedom, New Jersey and offers stock selection services, including retail brokerage, portfolio management and stock trading.
Canadian independent investment firm, specializing in small to mid capitalization companies.
Offers both retail and institutional futures and options services. The firm's brokers assist clients with strategy, order placement, and execution.
Provides full service financial and securities services to individual, corporate, and institutional clients. Services: investment consulting and money management, securities brokerage, market making, municipal and corporate finance. The company .
Specialized brokerage services include comprehensive cash management accounts combining securities brokerage, checking, money market sweep and margin borrowing.
Full service broker dealer, financial planning and securities brokerage firm.
The firm's business revolves around a core of individual client services including: buying and selling securities, investment banking, asset management, institutional sales and research.
An investment firm offering personalized service to individual investors for municipal and corporate bonds, government securities, mutual funds, annuities, as well as individual stocks located in Florida.
Investment firm that offers traditional brokerage services to retail investors and is based in Scottsdale, Arizona. Core business operations are represented by its subsidiaries, WFC Financial Corporation and WFC Commodities Corporation.
Full-service brokerage firm serving individual, institutional, and corporate investors in more than 65 communities throughout the Carolinas, Georgia, and Virginia.
FFP Securities, Inc., founded in 1985, is a full-service broker/dealer registered with the National Association of Securities Dealers through which all securities are offered.
Broker-dealer with staff on the floors of the NYSE and AMEX; member of the Chicago Stock Exchange, SIA, NASD, and SIPC. Site includes a map of the firm's branches around the US.
Provide the global financial community with brokerage execution, personal service, and a range of financial information through state-of-the-art technology.
Located in Grand Rapids, Michigan. Products and services include: mutual funds, stocks, corporate bonds, tax-free municipal bonds, government & agency bonds, tax deferred fixed annuities, tax deferred variable annuities, and unit investment .
Member NASD/SIPC. A full service stock brokerage firm servicing individual, corporate and institutional clients. Areas of expertise include retirement planning, asset management, portfolio review and evaluation of stocks, bonds and mutual funds,.
Institutional brokers and private client firm in Ireland. Member of the Irish Stock Exchange, the London Stock Exchange and regulated by the Central Bank Of Ireland.
Full range of investment services through an extensive network of branch offices across the US and a new, secure website. Investors can execute trades online, or with a financial advisor.
Brokerage firm located in Chicago, Illinois providing serious off-floor traders with professional execution. Website includes securities trading, futures trading, economic commentary, weekly Dow Jones/S&P commentary and educational information.
Independent stockbrokers since 1893 based in the UK. Products include: ISAs, PEPs, SIPPs, share dealing, investment services, professional services, individual savings accounts, personal equity plans, self-invested pension plans.
Provider of full-service, discount and online brokerage services for individuals.
Brokerage accounts are offered through USACapital, Inc. a registered broker-dealer and member of NASD, Municipal Securities Rulemaking Board and SIPC. Members receive investment tips, news, research, S&P data, glossary, free IRAs and charts.
Durlacher offers a range of advisory and dealing services to institutional and private clients and is based in London, England. Services include dealing in domestic and international shares, bonds, debt instruments, unit trusts, mutual funds, de.
NASD Broker-dealer in Ohio that offers a variety of managed and trans-actional accounts, including regular cash accounts, regular margin accounts, mutual fund and advisory accounts for long-term investors.
Headquartered in Phoenix, Arizona with 2,200 registered representatives throughout the continental U.S., Hawaii and Alaska. Offers clients an array of investment products, and can access a range of support services including online links to clie.
Founded in Milwaukee. Serving the Midwest: individuals, corporations, municipalities and institutional investors.
Corporate office is located in Wyncote, Pennsylvania. Through Lincoln, one can trade stocks, corporate bonds, government bonds and municipal bonds sold on major exchanges or in the over-the-counter market.
Website offers a wide variety of investing information, including daily market commentaries, a financial planning calculator, current events and market research.
Focuses its investment practices on value-based investing.
Retain clearing arrangements with Raymond James & Associates and Bear Stearns (through Online Trading) in the U.S., and manage offshore clients' accounts through various US, European and offshore brokerages.
First Russian broker to offer its clients ADR trading services on foreign markets. Aton's most distinguishing characteristic is ownership by management, which has chosen not to leverage financial strength for political gain.
Provider of full service equity brokerage, including an online trading platform.
Full service, national independent brokerage firm with corporate headquarters in Sherman Oaks, California.
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